The control functions are included in the Nordic Equities organization.

  • Risk Management
  • Compliance
  • Internal Audit

The entities responsible for the aforementioned control functions are Oskar Askelöf (risk management), Harvest Law Firm AB, Björn Wendleby (compliance), and Lüsch & Co Audit AB, Leif Lüsch (internal audit).

External Audit

The external auditor is KPMG, with authorized public accountant William Jeirud as the lead auditor.

Custodian Bank

The custodian bank for the funds managed by Nordic Equities Asset Management AB is SEB.

Handling of complaints

Nordic Equities Kapitalförvaltning AB strives to ensure that our clients are satisfied with our services. If you, as a client, are dissatisfied with how a financial service or product has been handled, you are welcome to submit a complaint to us.

Complaints are handled carefully and promptly. Our aim is to respond to complaints as soon as possible. If we are unable to provide a response within 14 days of receiving your complaint, we will inform you in writing within this period about the handling of your complaint and when you can expect to receive a response.

If you require guidance, you may contact the Swedish Consumers’ Banking and Finance Bureau (Konsumenternas Bank- och finansbyrå) or your local municipal consumer guidance service. If a dispute cannot be resolved with us, you may, where applicable, have your case reviewed by the Swedish National Board for Consumer Disputes (Allmänna reklamationsnämnden, ARN) or by a court of law.

Complaints may be submitted to our Complaints Officer:

Lars Kinnunen
Email: lars.kinnunen@nordeq.se
Telephone: +46 (0)70-595 78 56